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Join us to Meet the SafeGuard Team

This event is intended for Institutional Investors, Accredited Investors and Qualified Purchasers only

Attendance Qualifications

Twice per month on Wednesdays at 4:30PM

For information on the next Meet the Mangers Event, email us at:

info@safeguardam.com

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Panelists

Gary Kleinschmidt

CEO
SafeGuard Asset Management

Gary has spent 35 years working as an Intrapreneur at Franklin-Templeton, Legg Mason and Van Kampen. Now as Founder of SafeGuard Asset Management, he is implementing his “change the world” attitude and creating new strategies that work for his sales team, their advisors and most importantly, the investors.   He is responsible for product development, marketing, and the global distribution strategy. 

Joseph Gabor

President and CIO
SafeGuard Asset Management

As the President/ and Co-Founder at SafeGuard Asset Management, Joe oversees fund management and operations.

Joe has over 30 years of experience in Market Neutral Strategies and Derivatives.

Prior to co-founding SafeGuard, Joe was Partner and Principal at Brandywine Asset Management and Cantor Fitzgerald, where he focused on helping clients achieve market-like returns while attempting to lower the volatility of those returns.

Joe also served as Vice President of Market Neutral Strategies at both Lehman Brothers and Donaldson Lufkin & Jenrette, where he helped to grow both the rate of return and asset bases of numerous name brand hedge funds.

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Marc Lorin

CIO
New Hyde Park Alternative Funds

Marc has been in the alternative investment and financial services industry for over 30 years with experience in investment management, structuring, and institutional sales focused on managed futures and global macro hedge fund strategies. His sales were focused on pension funds, sovereign wealth funds, managed account platforms, funds of hedge funds, and family offices. Marc concentrates on manager and investor outreach, as he works to connect investors with managers that fit their needs.

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Gary Polony

CEO
Adalpha
Asset Management

Gary is the founder and CEO of Adalpha Asset Management, LLC. He has been an NFA Associate Member, principal and associated person of Adalpha since June, 2009. He is also a current member of the CBOT and former member of the CME, NYMEX and COMEX exchanges.

Gary graduated from DePaul University in 1994, receiving a Bachelor of Science degree in Finance. During his undergraduate studies, he began independently researching and trading 100% mechanical trading systems for his own proprietary account. This initial research and trading system development, which has been an ongoing evolution, still heavily influences the current structure that Adalpha operates today.

Prior to the creation of Adalpha, Gary founded Quest Marketing Concepts, Corp. in January 1997 (formerly Advanced Marketing), which acted as an outsourced marketing department for Fortune 500 and other large media firms.

 

Attendee Qualifications

Only investors who fall into one of the three categories below should attend

Institutional Investor

An institutional investor is an entity that invests capital. Examples of institutional investors generally include banks, mutual funds, hedge funds, pension funds, insurance companies, some investment advisers, and university endowments.

Accredited Investor

An investor that meets certain standards outlined in Rule 501(a) of Regulation D qualifies as an accredited investor. For example, individuals may qualify by having (1) annual income exceeding either $200K (singly) or $300K (with spouse or spousal equivalent) in each of the two most recent years; (2) more than $1 million in net worth, excluding the primary residence (singly or with spouse or spousal equivalent); or (3) certain financial professional credentials. Qualifying as an accredited investor determines whether an investor can invest in businesses conducting common types of exempt offerings.

Qualified Purchaser

A qualified purchaser is an investor that meets certain financial and sophistication standards, as defined in the Investment Company Act and its rules. For example, an individual may be a qualified purchaser if the investor owns $5 million or more in investments, and an entity may qualify if it owns and invests on a discretionary basis at least $25 million in investments.

important information

An institutional investor is an entity that invests capital. Examples of institutional investors generally include banks, mutual funds, hedge funds, pension funds, insurance companies, some investment advisers, and university endowments.

An investor that meets certain standards outlined in Rule 501(a) of Regulation D qualifies as an accredited investor. For example, individuals may qualify by having (1) annual income exceeding either $200K (singly) or $300K (with spouse or spousal equivalent) in each of the two most recent years; (2) more than $1 million in net worth, excluding the primary residence (singly or with spouse or spousal equivalent); or (3) certain financial professional credentials. Qualifying as an accredited investor determines whether an investor can invest in businesses conducting common types of exempt offerings.

A qualified purchaser is an investor that meets certain financial and sophistication standards, as defined in the Investment Company Act and its rules. For example, an individual may be a qualified purchaser if the investor owns $5 million or more in investments, and an entity may qualify if it owns and invests on a discretionary basis at least $25 million in investments.

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important information

An institutional investor is an entity that invests capital. Examples of institutional investors generally include banks, mutual funds, hedge funds, pension funds, insurance companies, some investment advisers, and university endowments.

An investor that meets certain standards outlined in Rule 501(a) of Regulation D qualifies as an accredited investor. For example, individuals may qualify by having (1) annual income exceeding either $200K (singly) or $300K (with spouse or spousal equivalent) in each of the two most recent years; (2) more than $1 million in net worth, excluding the primary residence (singly or with spouse or spousal equivalent); or (3) certain financial professional credentials. Qualifying as an accredited investor determines whether an investor can invest in businesses conducting common types of exempt offerings.

A qualified purchaser is an investor that meets certain financial and sophistication standards, as defined in the Investment Company Act and its rules. For example, an individual may be a qualified purchaser if the investor owns $5 million or more in investments, and an entity may qualify if it owns and invests on a discretionary basis at least $25 million in investments

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